Category: Compliance Update

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Compliance Up-Dates: New Compliances Introduced

A. SEBI Stock-Brokers Regulations, 1992   S.No. Sub Head Compliance Description Periodicity Effective Date 1 Returns Trading members other than members using Algorithm software to submit an annual report on ENIT portal regarding Artificial Intelligence (AI) and Machine Learning (ML) applications and systems offered and used by market intermediaries for the period ending March 31, […]

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Compliance Update : Laws or Amendments Repealed

Ministry of Law and Justice notified The Repealing and Amendment Act, 2023 on 17th December, 2023 have repealed/amended certain enactments as mentioned in Schedule I and Schedule II to such notification .   Click here for copy of notification.   Some of the key enactments repealed by the The Repealing and Amendment Act, 2023 which will […]

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